-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WOYH1KlMOzQBTl07x7f1NI4qHm8D33iEUYcK2Hxerb+DXjboHBOD7r7BgkQSJx6m aRQ6LP0GGkJ1nvq8skB18Q== 0001104659-03-003818.txt : 20030307 0001104659-03-003818.hdr.sgml : 20030307 20030307172442 ACCESSION NUMBER: 0001104659-03-003818 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030307 GROUP MEMBERS: ANDREW D. FLASTER GROUP MEMBERS: ANTHONY J. DINOVI GROUP MEMBERS: C. HUNTER BOLL GROUP MEMBERS: CHARLES A. BRIZIUS GROUP MEMBERS: CHARLES W. ROBINS GROUP MEMBERS: DAVID V. HARKINS GROUP MEMBERS: FIRST TRUST CO. FBO KRISTINA WATTS GROUP MEMBERS: JAMES WESTRA GROUP MEMBERS: JOSEPH I. INCANDELA GROUP MEMBERS: KENT R. WELDON GROUP MEMBERS: SCOTT A. SCHOEN GROUP MEMBERS: SCOTT M. SPERLING GROUP MEMBERS: SETH W. LAWRY GROUP MEMBERS: SPERLING FAMILY LIMITED PARTNERSHIP GROUP MEMBERS: TERRENCE M. MULLEN GROUP MEMBERS: THE 1995 HARKINS GIFT TRUST GROUP MEMBERS: THL EQUITY TRUST III GROUP MEMBERS: THL FSI EQUITY INVESTORS, LP GROUP MEMBERS: THL INVESTMENT MANAGEMENT CORP. GROUP MEMBERS: THOMAS H. LEE GROUP MEMBERS: THOMAS H. LEE EQUITY ADVISORS III LIMITED PARTNERSHIP GROUP MEMBERS: THOMAS H. LEE FOREIGN FUND III, LP GROUP MEMBERS: THOMAS H. LEE INVESTORS LIMITED PARTNERSHIP GROUP MEMBERS: THOMAS M. HAGERTY GROUP MEMBERS: THOMAS R. SHEPERD MONEY PURCHASE PENSION PLAN (KEOGH) GROUP MEMBERS: TODD M. ABBRECHT GROUP MEMBERS: WARREN C. SMITH, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FISHER SCIENTIFIC INTERNATIONAL INC CENTRAL INDEX KEY: 0000880430 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PROFESSIONAL & COMMERCIAL EQUIPMENT & SUPPLIES [5040] IRS NUMBER: 020451017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41897 FILM NUMBER: 03596920 BUSINESS ADDRESS: STREET 1: LIBERTY LANE CITY: HAMPTON STATE: NH ZIP: 03842 BUSINESS PHONE: 6039265911 MAIL ADDRESS: STREET 1: LIBERTY LANE CITY: LIBEHAMPTON STATE: NH ZIP: 03842 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEE THOMAS H EQUITY FUND III L P CENTRAL INDEX KEY: 0000941012 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O THOMAS H LEE CO STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: C/O THOMAS H LEE CO STREET 2: 75 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 SC 13D/A 1 j7415_sc13da.htm SC 13D/A

SEC 1746
(11-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE
COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13D

Estimated average burden hours per response. . 11

(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 5 )*

Fisher Scientific International Inc.

(Name of Issuer)

 

Common Stock $0.01 par value per share

(Title of Class of Securities)

 

338032 20 4

(CUSIP Number)

 

James Westra, Esq.
Weil, Gotshal & Manges, LLP
101 Federal Street
Boston, Massachusetts  02110

(617) 772-8300

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

January 14, 2003

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [     ]

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.   338032 20 4

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas H. Lee Equity Fund III, L.P.
04-3279871

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    [     ]

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
3,820,896 (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
3,820,896 (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,820,896 (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
7.0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas H. Lee Foreign Fund III, L.P.
04-3303055

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
less than 1% (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
less than 1% (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
THL FSI Equity Investors, L.P.
04-3403584

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
1,919,685 (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
1,919,685 (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,919,685 (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
3.5%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas H. Lee Investors Limited Partnership
04-3159375

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
Massachusetts

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
less than 1% (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
less than 1% (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

5



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas H. Lee Equity Advisors III
Limited Partnership
04-3279882

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
Massachusetts

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
5,977,006 (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
5,977,006 (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,977,006 (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
10.9%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

6



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
THL Equity Trust III
04-3279892

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
Massachusetts

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-
0- (see Item 5)

 

8.

Shared Voting Power
5,977,006  (see Item 5)

 

9.

Sole Dispositive Power
-0- (see Item 5)

 

10.

Shared Dispositive Power
5,977,006  (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,977,006  (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
10.9 %

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

7



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
THL Investment Management Corp.
04-2976561

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
Massachusetts

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
less than 1% (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
less than 1% (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
CO

 

8



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
David V. Harkins

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
less than 1% (see Item 5)

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
less than 1% (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

9



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
The 1995 Harkins Gift Trust

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

10



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas R. Shepherd Money Purchase Pension Plan (Keogh)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

11



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Scott A. Schoen

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

12



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
C. Hunter Boll

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

13



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Scott M. Sperling

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
less than 1% (see Item 5)

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
less than 1% (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

14



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Sperling Family Limited Partnership

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

15



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Anthony J. DiNovi

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

16



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas M. Hagerty

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

17



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Warren C. Smith, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

18



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Seth W. Lawry

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

19



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Joseph I. Incandela

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

20



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Kent R. Weldon

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

21



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Terrence M. Mullen

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

22



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Todd M. Abbrecht

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [   ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

23



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Andrew D. Flaster

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

24



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
First Trust Co. FBO Kristina Watts

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

25



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Charles W. Robins

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

26



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
James Westra

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

27



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Charles A. Brizius

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
less than 1% (see Item 5)

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
less than 1% (see Item 5)

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

28



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Thomas H. Lee

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 [    ]

 

 

(b)

 [ X ]

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
N/A

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   [    ]

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
less than 1% (see Item 5)

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
less than 1% (see Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
less than 1% (see Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  [   ]

 

 

13.

Percent of Class Represented by Amount in Row (11)
less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

29



 

 

Schedule 13D

 

This Amendment No. 5 to Schedule 13D relates to the common  stock, $0.01 par value per share (the “Common Stock”), of Fisher Scientific International Inc., a Delaware corporation (the “Company”), and supplements the information set forth in the Schedule 13D, as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3 and Amendment No. 4 thereto, filed jointly on behalf of the following persons (collectively, the “Reporting Persons”) on February 2, 1998, April 13, 1999, July 3, 2001, April 29, 2002, and November 15, 2002, respectively: (1) Thomas H. Lee Equity Fund III, L.P., a Delaware limited partnership (“Equity Fund III”), (2) Thomas H. Lee Foreign Fund III, L.P., a Delaware limited partnership (“Foreign Fund III”), (3) THL FSI Equity Investors, L.P., a Delaware limited partnership (“THL FSI”), (4) Thomas H. Lee Investors Limited Partnership, a Massachusetts limited partnership (formerly THL-CCI  Limited Partnership), (5) Thomas H. Lee Equity Advisors III Limited Partnership, a Massachusetts limited partnership (“Advisors III”), (6) THL Equity Trust III, a Massachusetts business trust (“Trust III”), (7) THL Investment Management Corp., a Massachusetts corporation (“THL Investment”), (8) certain persons affiliated with The Thomas H. Lee Company, a Massachusetts sole proprietorship, and listed on Schedule I attached hereto (the “Additional THL Persons” and collectively with Equity Fund III, Foreign Fund III, THL FSI and Thomas H. Lee Investors Limited Partnership, the “THL Entities”) and (9) Thomas H. Lee.  Wendy L. Masler has disposed of all Common Stock of the Company held by her and is no longer a member of the group.

 

On January 14, 2003 Equity Fund III, L.P., Foreign Fund III, L.P., and THL FSI made pro rata distributions to their respective partners of some of the Common Stock of the Company held by each of them.  Immediately subsequent to these distributions, Advisors III, the general partner of Equity Fund III, L.P., Foreign Fund III, L.P., and THL FSI, likewise made a pro rata distribution to its partners of the Common Stock of the Company that it received in the initial distributions.  Certain of the Additional THL Persons, as members of Advisors III, received shares as part of the distribution by Advisors III.

 

The THL Entities were parties to an Amended and Restated Investors’ Agreement, dated as of March 29, 1999, made by and among the Company; the THL Entities; DLJ Merchant Banking Partners II, L.P., DLJ Merchant Banking Partners II-A, L.P., DLJ Offshore Partners II, C.V., DLJ Diversified Partners, L.P., DLJ Diversified Partners-A, L.P., DLJ Millennium Partners, L.P., DLJ Millennium Partners-A, L.P., DLJMB Funding II, Inc., UK Investment Plan 1997 Partners, DLJ EAB Partners, L.P., DLJ ESC II, L.P., DLJ First ESC, L.P. (collectively, the “DLJMB Funds”); Chase Equity Associates, L.P. (n/k/a J.P. Morgan Partners (BHCA), L.P., “Chase”); ML IBK Positions, Inc., KECALP Inc. and Merrill Lynch KECALP L.P. 1997 (collectively, “Merrill Lynch” and, together with the DLJMB Funds and Chase, the “Institutional Investors”); and certain management stockholders of the Company (the “Management Investors”), as amended by Amendment No. 1 thereto dated as of May 14, 2000 and Amendment No. 2 thereto dated as of May 2, 2001 (the “Investors’ Agreement”).

 

The Investors’ Agreement is filed as an exhibit hereto and is incorporated herein by reference. The foregoing descriptions of the Investors’ Agreement are not intended to be complete and are qualified in their entirety by reference to such exhibit.

 

Item 5.  Interest in Securities of the Issuer.

 

(a) and (b)

 

By virtue of the Investors’ Agreement, the THL Entities, the Institutional Investors (except for Chase) and the Management Investors may be deemed to share voting and dispositive power with respect to over 12,533,416 shares of the Common Stock of the Company, excluding Management Investors, representing approximately 21.92% of the Common Stock outstanding as of October 31, 2002 (assuming exercise of the Warrants) (the “Outstanding Shares”). Such entities collectively own 9,991,891 shares of Common Stock, excluding Management Investors, representing 18.29% of the outstanding voting power of the Company as of October 31, 2002 (the “Outstanding Voting Power”). Each of the Reporting Persons expressly disclaims the existence of such shared power.

 

30



 

By virtue of the Investors’ Agreement, the THL Entities, the Institutional Investors (except for Chase) and the Management Investors may constitute a “group” within the meaning of Rule 13d-5 (b) under the Securities Exchange Act of 1934 (the “Exchange Act”). As a member of a group, each Reporting Person may be deemed to beneficially own the shares of Common Stock beneficially owned by the members of the group as a whole (collectively, the “Investors’ Shares”). Each of the Reporting Persons expressly disclaims beneficial ownership of those Investors’ Shares held by any other members of such group.

 

The Reporting Persons may together constitute a “group” within the meaning of Rule 13d-5 (b) under the Exchange Act. As a member of a group, each Reporting Person may be deemed to beneficially own the shares of Common Stock beneficially owned by the members of the group as a whole (collectively, the “THL Shares”). Each of the Reporting Persons expressly disclaims beneficial ownership of those THL Shares held by any other members of such group.

 

Equity Fund III has direct beneficial ownership of 3,820,896 shares of Common Stock, representing approximately 6.68% of the Outstanding Shares and 7.0% of the Outstanding Voting Power. Equity Fund III also has indirect beneficial ownership of 991,340 shares of Common Stock pursuant to warrants (the “Warrants”) issued under a Warrant Acquisition Agreement, dated as of January 21, 1998 (the “Warrant Acquisition Agreement”). Assuming Equity Fund III’s exercise of the Warrants, Equity Fund III has beneficial ownership of approximately 8.4% of the Outstanding Shares. Equity Fund III has shared voting and shared dispositive power with respect to such shares of Common Stock.

 

Foreign Fund III has direct beneficial ownership of 236,425 shares of Common Stock, representing approximately less than 1% of the Outstanding Shares and less than 1% of the Outstanding Voting Power. Foreign Fund III also has indirect beneficial ownership of 61,340 shares Common stock pursuant to Warrants issued under the Warrant Acquisition Agreement. Assuming Foreign Fund III’s exercise of the Warrants, Foreign Fund III has beneficial ownership of approximately less than 1% of the Outstanding Shares. Foreign Fund III has shared voting and shared dispositive power with respect to such shares of Common Stock.

 

THL FSI has direct beneficial ownership of 1,919,685 shares of Common Stock, representing approximately 3.36% of the Outstanding Shares and 3.51% of the Outstanding Voting Power. THL FSI also has indirect beneficial ownership of 498,070 shares of Common Stock pursuant to Warrants issued under the Warrant Acquisition Agreement. Assuming THL FSI’s exercise of the Warrants, THL FSI has beneficial ownership of approximately 4.23% of the Outstanding Shares. THL FSI has shared voting and shared dispositive power with respect to such Shares.

 

Advisors III, as sole general partner of Equity Fund III, Foreign Fund III and THL FSI, and Trust III, as sole general partner of Advisors III, may be deemed to share voting and dispositive power with respect to 5,977,006 shares of Common Stock beneficially owned by Equity Fund III, Foreign Fund III and THL FSI, which represents approximately 10.46% of the Outstanding Shares and 10.94% of the Outstanding Voting Power. The filing of this Schedule 13D by Advisors III and Trust III shall not be construed as an admission that Advisors III or Trust III is, for the purpose of Section 13 (d) of the Exchange Act, the beneficial owner of shares of Common Stock held by Equity Fund III, Foreign Fund III and THL FSI.

 

Thomas H. Lee Investors Limited Partnership has direct beneficial ownership of 234,726 shares of Common Stock, representing approximately less than 1% of the Outstanding Shares and less than 1% of the Outstanding Voting Power. Thomas H. Lee Investors Limited Partnership also has indirect beneficial ownership of 61,045 shares of Common Stock pursuant to Warrants issued under the Warrant Acquisition agreement. Assuming its exercise of the Warrants, Thomas H. Lee Investors Limited Partnership has beneficial ownership of approximately less than 1% of the Outstanding Shares. Thomas H. Lee Investors Limited Partnership has, subject to the Investors’ Agreement, sole voting and sole dispositive power with respect to such shares of Common Stock.

 

31



 

THL Investment, as sole general partner of Thomas H. Lee Investors Limited Partnership, and Thomas H. Lee, as chief executive officer and sole director of THL Investment, may be deemed to share voting and dispositive power with respect to 234,726 shares of Common Stock beneficially owned by Thomas H. Lee Investors Limited Partnership, which represents approximately less than 1% of the Outstanding Shares and less than 1% of the Outstanding Voting Power. The filing of this schedule 13D by THL Investment and Mr. Lee shall not be construed as an admission that THL Investment or Mr. Lee is, for the purpose of Section 13(d) of the Exchange Act, the beneficial owner of shares of Common Stock held by Thomas H. Lee Investors Limited Partnership.

 

Each of the Additional THL Persons has both direct and indirect beneficial ownership of less than 1% of the Outstanding Shares. Each of the Additional THL Persons has, subject to the Investors’ Agreement, sole voting and sole dispositive power with respect to such shares of Common Stock. David V. Harkins may be deemed to share voting and dispositive power over shares of Common Stock held by the 1995 Harkins Gift Trust. The filing of this Schedule 13D shall not be construed as an admission that Mr. Harkins is, for the purpose of Section 13 (d) of the Exchange Act, the beneficial owner of such shares of Common Stock. Scott M. Sperling may be deemed to share voting and dispositive power over shares of Common Stock held by the Sperling Family Limited Partnership. The filing of this Schedule 13D shall not be construed as an admission that Mr. Sperling is, for the purpose of Section 13 (d) of the Exchange Act, the beneficial owner of such shares of Common Stock.

 

Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission that a Reporting Person is the beneficial owner of any of the shares of Common Stock.

 

(c) The Introduction to this Schedule 13D is incorporated herein by reference.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

The Introduction and the response to item 5 of this Schedule 13D and the Exhibits to this Schedule 13D are incorporated herein by reference.

 

Item 7.  Material to be Filed as Exhibits.

 

 

Exhibit 1:                                                Joint Filing Agreement dated as of April 29, 2002 among the Reporting Persons (Incorporated by reference to Exhibit 1 to Amendment No. 3 to Schedule 3D on behalf of the Reporting Persons on April 29, 2002).

 

Exhibit 2:                                                Amended and Restated Investors’ Agreement, dated as of March 29, 1999, among the Company, the THL Entities, the Institutional Investors and the Management Investors (Incorporated by reference to Exhibit 10.15 of the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2001 (File No. 1-10920)), as amended by Amendment No. 1 thereto dated as of May 14, 2000 (Incorporated by reference to exhibit 10.17 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2001), and Amendment No. 2 thereto dated as of May 2, 2001 (Incorporated by reference to Exhibit 10.19 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2001).

 

Exhibit 3:                                                Power of Attorney dated as of February 2, 1998 granted by the Additional THL Persons in favor of Kent R. Weldon (Incorporated by reference to Exhibit 6 to Schedule 13D filed on behalf of the Reporting Persons on February 2, 1998).

 

32



 

SIGNATURES

 

After reasonable inquiry and to the best knowledge and belief of each of the undersigned, such person certifies that the information set forth in this Statement with respect to such person is true, complete and correct.

 

IN WITNESS WHEREOF, each of the undersigned has executed this instrument as of the 7th day of March, 2003.

 

 

THOMAS H. LEE EQUITY FUND III, L.P.

 

 

 

By:

THL Equity Advisors III Limited Partnership,

 

its General Partner

 

By:

THL Equity Trust III, its General Partner

 

 

 

 

 

 

By:

/s/ Scott M. Sperling

 

 

 

 

Name:

Scott M. Sperling

 

Title:

Vice President

 

 

 

 

THOMAS H. LEE FOREIGN FUND III, L.P.

 

 

 

By:

THL Equity Advisors III Limited Partnership,

 

its General Partner

 

By:

THL Equity Trust III, its General Partner

 

 

 

 

 

 

By:

/s/ Scott M. Sperling

 

 

 

 

Name:

Scott M. Sperling

 

Title:

Vice President

 

 

 

 

THL FSI EQUITY INVESTORS, L.P.

 

 

 

By:

THL Equity Advisors III Limited Partnership,

 

its General Partner

 

By:

THL Equity Trust III, its General Partner

 

 

 

 

 

 

By:

/s/ Scott M. Sperling

 

 

 

 

Name:

Scott M. Sperling

 

Title:

Vice President

 

 

 

 

THOMAS H. LEE INVESTORS LIMITED PARTNERSHIP

 

 

 

By:

THL Investment Management Corp.

 

its General Partner

 

 

 

 

 

By:

/s/ Scott M. Sperling

 

 

 

 

Name:

Scott M. Sperling

 

Title:

Vice President

 

33



 

 

THOMAS H. LEE EQUITY ADVISORS III
LIMITED PARTNERSHIP

 

 

 

By:

THL Equity Trust III, its General Partner

 

 

 

 

By:

/s/ Scott M. Sperling

 

 

 

 

Name:

Scott M. Sperling

 

Title:

Vice President

 

 

 

 

THL EQUITY TRUST III

 

 

 

By:

/s/ Scott M. Sperling

 

 

 

 

Name:

Scott M. Sperling

 

Title:

Vice President

 

 

 

 

THL INVESTMENT MANAGEMENT CORP.

 

 

 

By:

/s/ Kent R. Weldon

 

 

 

 

Name:

Kent R. Weldon

 

Title:

Vice President

 

 

 

 

THOMAS H. LEE

 

 

 

 

/s/ Thomas H. Lee

 

 

 

 

ADDITIONAL THL PERSONS

 

 

 

 

as listed on Schedule I
attached hereto, pursuant
to powers of attorney executed
in favor of and granted and
delivered to Kent R. Weldon

 

 

 

 

By:

Kent R. Weldon

 

 

Attorney-in-fact for all
Additional THL Persons

 

 

 

By:

/s/ Kent R. Weldon

 

 

 

 

Name:

Kent R. Weldon

 

34



 

SCHEDULE I

 

ADDITIONAL THL PERSONS

 

David V. Harkins

The 1995 Harkins Gift Trust

Thomas R. Shepherd Money Purchase Pension Plan (Keogh)

Scott A. Schoen

C. Hunter Boll

Scott M. Sperling

Sperling Family Limited Partnership

Anthony J. DiNovi

Thomas M. Hagerty

Warren C. Smith, Jr.

Seth W. Lawry

Joseph J. Incandela

Kent R. Weldon

Terrence M. Mullen

Todd M. Abbrecht

Andrew D. Flaster

First Trust Co. FBO Kristina A. Watts

Charles W. Robins

James Westra

Charles A. Brizius

 

35


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